Changing broker-dealers is an exciting event in the growth of your practice and career. With the due diligence and selection process completed and a transition date finalized, it’s time to get focused on transitioning clients and growing your...
Change is not easy. And the change to a new broker-dealer is certainly a huge commitment. Your new broker-dealer should be committed to making your transition as seamless as possible for you, your office staff and your clients. It&rsquo...
Fear of the transition process can keep advisors in an unproductive broker-dealer relationship far too long. While change is never easy, a great transition plan can help you avoid the most common mistakes and misperceptions. We asked experienced transition...
How do I really feel about my broker-dealer? To get a better understanding of how you really feel about your current broker-dealer, take a few minutes to honestly answer these questions.
By moving from a captive advisor environment to a branch office at an independent broker-dealer, you receive all the benefits of independence without all the hassles that come with having to sign an office lease, furnish the space, hire support...
This helpful scorecard makes it easy to record information and view a side-by-side comparison of broker-dealers, so when it comes time to make the move, you’ll have the information you need to make the right choice for you,...
