The winning mix that helped a young advisor build a growing OSJ group.
Once you've transitioned from a broker-dealer to a super OSJ, you'll no longer need to worry about these responsibilities.
Advisors Kim Kropp and John Moylan formed their independent financial practice in 1996. John had three sons, and the partners discussed whether to bring them into the business and how that would work.
Here are some key documents or agreements you should put together before committing to bring a family member into your business, to help ensure its survival for generations to come.